The days of having your accounting staff pull double duty to fulfill your FINOP needs have become a thing of the past as the role of FINOP is no longer simply producing financial statements and compiling FOCUS reports. Hiring a FINOP/CFO can be very expensive and if your FINOP is not properly trained and on top of the ever-changing regulatory rules, you run the risk of increasing your firm’s regulatory scrutiny and potential sanctions.
Your JRS Financial Services consultant can handle everything from complex regulatory reporting to compliance issues. Our FINOP experts hold FINRA Series 27 licenses and have years of experience in dealing with regulators.
Our compliance experts are former FINRA regulators. At JRS we take a team approach to servicing our clients and draw on a wealth of knowledge from engaging a broad range of clients that include financial services firms, broker dealers, registered investment advisors (RIAs), hedge funds and private equity firms.
When regulators call, JRS will be there to answer their questions promptly and accurately, leaving you to run your business.
Your JRS Broker Dealer Services specialist can:
- Handle all aspects of financial and compliance reporting
- Compile FOCUS and FINRA filings
- Compute net capital
- Compose annual financial statements required by regulatory agencies
- Interact with regulatory agencies when necessary
- Oversee books and records
With JRS you will feel confident knowing that your FINOP obligations are being handled by one of the industry’s very best.
Please contact us for more information and to get started using JRS.